Wednesday, September 3, 2014

Adorno on Rationalization in Modernism



A paper presented in the 4th EAM conference Utopia, Helsinki 31.8.2014
Irmeli Hautamäki, Ph.D.  

In the early 20th century some prominent avant-garde artists developed theoretical systems with which they attempted to replace the presuppositions and techniques of classical art. Wassily Kandinsky and Paul Klee investigated the methods of modern painting both in their writings and artworks. Kazimir Malewich’s and Piet Mondrian’s theories also belong to the group of new intellectual constructions, in which the basic principles of modern art were explored.

My question is, how should we evaluate these theories; what is their intellectual relevance? To date only very few systematical studies have been paid to avant-garde artists’ theories. Most art historians have assumed that artists are too naïve for any kind of theoretical work.  We may ask, if this, however, is reasonable; especially in Kandinsky’s case. Kandinsky had an academic background: he had earned a doctoral degree both in law and economics before becoming a painter. Obviously, Kandinsky was aware of the intellectual currents of his day from philosophy and psychology to the latest theories in physics. Kandinsky’s books and his correspondence with the composer Arnold Schönberg show, that he understood the questions of aesthetics and theory of art far beyond his own field.

Kandinsky, who was interested in the psychological impact of colors and forms on the human mind, proceeded to develop a grammar of visual materials, which could be used as a pedagogical method in art schools and art making in general. In this theory he used the psychological knowledge of his day and a reference to music. He called his theory “a science of art”.

“Curiously, as regards analytical examination, painting occupies a special place among the other arts. Architecture, for example, which for its very nature is linked to practical purpose, presupposes a certain degree of scientific knowledge. Music, which has no practical purpose (apart from marches and dances) and which until now has been uniquely fitted for the creation of abstract works has long since possessed its own theory still a somewhat one-sided science, but one that is constantly developing. “ (KCW, 533.)  He continued that, “painting which has been emancipated from practical purposes also demands a precise, purely scientific examination”.

Kandinsky emphasized that this analytical system of painting should not be taken as a method of creation, but as a mere methodical framework.  He understood that the process of artistic creation has its roots in intuitive experience, but noted that, “Intuition alone can however easily lead us astray, something which can be avoided with the help of analytical research” (KCW, 601).

There are some things that make it difficult to evaluate the meaning of his theory. One is the difficulty with language; the terminology that Kandinsky used is obsolete, no more familiar to us. Especially the terms ‘spirit’ and ‘spiritual’ are difficult. Kandinsky named the object of his study  ‘spiritual impact’ ; this was a common scientific practice of his day but today it  sounds odd. Also the English translation of the term Wissenschaft as a “science” is problematical and perhaps misleading. The German term “Wissenshaft” has a much wider meaning.

The philosopher Theodor Adorno, who was interested in the theories of modern artists and was familiar with them, is perhaps the right person to evaluate the relevance of these theories and their intellectual or scientific value. First, Adorno was conscious of the affinity between the sciences and art. In his Aesthetic Theory Adorno said that, “theoretical considerations and scientific findings have at all times been amalgamated with arts often as its bellwethers, and the most important artists were not those who hesitated.” (AT, 337) He has many examples of scientific and theoretical discoveries, from which art works have originated.

Adorno pointed, that at times artists have misunderstood the science, which they applied, as is the case in Impressionism: Impressionists probably misunderstood the scientific theories of retinal processes which they applied in painting.  “Yet the productive impulse was little harmed with the rationality that was brought to bear on it.” He continues that, “In the nineteenth century, natural scientific explanations functioned as the self-unconscious agent of art. The basis of this affinity between art and science was that the ratio to which the most progressive art of the epoch reacted was none other than the ratio of the natural sciences. Whereas in the history of art, scientific theories tend to wither away, without them artistic practices would not have developed” (AT, 337).

The assumption that there exists one reason in the sciences and arts, does not, however entail that the scientific methods would be similar as the methods of art. Scientific and artistic methods have different goals: the scientific methods attempt to establish general laws; truth in the sciences is universal; whereas the artistic methods, which are based on analysis and synthesis, do not pursue universality. The truth of an artwork lies, according to Adorno in the dialectic postulate that “particular is universal”. The truth meaning of an artwork is in its exemplifying character. (Boucher, 122)

Though Adorno was convinced of the affinity of science and art, he did not favor the idea of science in art; instead, he preferred the idea of “rationalization”. He characterized the technical and theoretical advancements in Schönberg and other modern artists such as Kandinsky, as a tendency to “rationalization”. Principally, technical advancement was according to him a historically necessary; without it art would remain as a backward looking fantasy. In the turn of the 20th century, when the presuppositions of classical art were collapsing, the need for new technical development, rationalizing was urgent.

Thus, Adorno saw that at the turn of 20th century a modern artist had two possibilities to individuate after the classical period: the artist could either to seek to win new sorts of qualitative and distinctness through the process of rationalization, to go forward in developing the artistic techniques as Schönberg and Kandinsky had done. Or, the artist could separate from the earlier classical period by defending older sorts of qualitative distinctness by regressing backwards against the process of rationalization. Adorno called this kind of tendency in modern art with the term “authenticity”. Arthur Stravinsky’s music represents this. Authenticity means that the rationally driven artistic techniques are rejected and the artist attempts to recover older, now vanished authentic feelings through intuition and primitivism. Stravinsky used folk dances, old rituals and neo-classicism to express these feelings. The search for authenticity meant a romantic nostalgia; an escape from modern reality; while the tendency to rationalize was an attempt to face the modern reality critically. So, Schönberg and Stravinsky are examples of two opposing tendencies in modern art: of rationalization and authenticity (Boucher, 63).

Adorno who felt sympathy for authenticity in music/art preferred rationalization. Rationalization is a positive opportunity for a modern artist because it liberates him or her from the subordinating generalizations of classical art  – or the universalizing expectations of any kind. A new systematization of artistic material opens up fresh possibilities for individual expression, because it helps an artist to discover unexpected and particular sound and color combinations within the system. It has been said that the most technically advanced music in Schönberg allows the most elevated subjective expressiveness to emerge; this kind of music is capable to present moments of modern utopia during the process of listening.

There are, of course also problems with rationalization: Adorno was aware that if the tendency to systematize becomes too compulsive, it may wither the creative process. The attempt to liberate art via rationalization can also enchain it, i.e. rationalization may turn to an iron cage for the artist.
The distinction between the rationalizing and authentic tendencies can also – with certain reservations – be applied to the history of modern painting. Adorno was familiar with the connection between Kandinsky’s system and Schönberg’s music. Geoff Boucher has made the analogy more precise in his book Adorno Reframed (2013). Thus, the systematization of visual material in Kandinsky’s theory is an example of modern rationalization. Paul Klee’s, Piet Mondrian’s and Kazimir Malevich’s analyses of visual elements are also different examples of rationalization. A crucial feature in all of them is the analysis of visual material into basic elements such as colors and form. Along rationalization there appeared also an oppositional tendency towards authenticity. Emil Nolde’s expressionist painting represents this. In contrast to Kandinsky’s strict and disciplined pursue toward abstraction Nolde’s paintings confronted reality spontaneously, in non-analytical manner. It has been said that Nolde’s painting sought to recover a union of ancient pastoral idyll in a modernist form by breaking the academic realism toward stark colors and brutal spontaneous brush strokes.

In Kandinsky’s theory of painting perception is liberated from specific natural sensations of objects to perception in general. Kandinsky’s painting Composition VII (1913) is a product of rationalizing construction which generates spontaneous expressivity. Composition VII has been characterized by saying that “it explores the disintegration of the old universe of perceptions and emotions and the rebirth of a new emotional and spiritual universe” (Boucher, 83). For some reasons Kandinsky’s paintings are often characterized with celestial metaphors. In his book From Point and Line to Plane (1926) Kandinsky himself described the experience of a non-objective painting with a more worldly metaphor referring to the experience of a city, where there are a lot noises and movement around. According to Kandinsky to go “into the space of painting” was like opening a window to an urban environment, or rather entering a street and “involving oneself to its pulsating life with all one’s senses” (KCW, 532). “Listening” to a painting and transforming its colors and forms into sounds, rhythms and music, which also contained dissonances and noise, was one of the central ideas in Kandinsky’s rationalizing system. There was also a period in Kandinsky’s art in the 1920’s when systematizing became too compulsive and his works lost their expressive quality.

Finally: according to Adorno rationalization is not without consequences for reception of art. Adorno pointed that reception should not be less reflexive than the object it receives (AT, 338) – this means that even the beholder should be aware of artistic technique. Aesthetic rationalization can broaden the range of things that an individual can feel and think, and speak about – only if the beholders are familiar with these principles. We may ask, if the audience is prepared to this, or is this the ultimate utopia?

Literature:

(KCW) Wassily Kandinsky: Complete Writings on Art. Edited by Kenneth C. Lindsay and Peter Vergo, Da Capo Press, 1994.
(AT) Theodor Adorno: Aesthetic Theory. Translated by Robert Hullot-Kentor, University of Minnesota Press, 1997/ 1970.  
Geoff Boucher: Adorno Reframed, I.B. Tauris, 2013.

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